16 January 1998
Source: "Implementation of the Wassenaar
Arrangement List of Dual-Use Items: Revisions to the Commerce Control List
and Reporting Under the Wassenaar Arrangement; Rule."
Supplement No. 1 to Part 774--the Commerce Control List
Category 9--Propulsion Systems, Space Vehicles and Related Equipment
A. Systems, Equipment and Components
(For propulsion systems designed or rated against neutron or
transient ionizing radiation, see the U.S. Munitions List, 22 CFR
part 121.)
9A001 Aero gas turbine engines incorporating any of the
``technologies'' controlled by 9E003.a, as follows (see List of Items
Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to only to those engines MT Column 1
that meet the characteristics listed
in 9A101.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: See also 9A101 and 9A991
Related Definitions: N/A
Items: a. Not certified for the specific ``civil aircraft'' for
which they are intended;
Note: For the purpose of the ``civil aircraft'' certification
process, a number of up to 16 civil certified engines, assemblies,
or components including spares is considered appropriate.
b. Not certified for civil use by the aviation authorities in
Country Group A:1;
c. Designed to cruise at speeds exceeding Mach 1.2 for more than
thirty minutes.
9A002 Marine gas turbine engines with an ISO standard continuous power
rating of 24,245 kW or more and a specific fuel consumption not
exceeding 0.219 kg/kWh in the power range from 35 to 100%, and
specially designed assemblies and components therefor.
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definition: The term ``marine gas turbine engines'' includes
those industrial, or aero-derivative, gas turbine engines adapted
for a ship's electric power generation or propulsion
Items: The list of items controlled is contained in the ECCN heading
9A003 Specially designed assemblies and components, incorporating any
of the ``technologies'' controlled by 9E003.a, for gas turbine engine
propulsion systems, as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definition: N/A
Items: a. Controlled by 9A001;
b. Whose design or production origins are either countries in
Country Group D:1 or unknown to the manufacturer.
9A004 Space launch vehicles and ``spacecraft''.
License Requirements
Reason for Control: NS, SI, AT
Control(s) Country Chart
NS applies to entire entry NS Column 1
SI applies to commercial communications satellites controlled by 9A004
that include the individual munitions list systems, components, or
parts identified on the United States Munitions List (USML). 22 CFR
part 121. See Sec. 742.14 of the EAR for additional information.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; components, parts and accessories in $
value
Related Controls: (1) See also 9A104 (2) This entry describes space
launch vehicles (not including their payloads) and other
``spacecraft''. (3) Commercial communications satellites are subject
to Commerce licensing jurisdiction even if they include the
individual munitions list systems, components, or parts identified
on the United States Munitions List (USML). In all other cases,
these systems, components, or parts remain on the USML, except that
satellite fuel, ground support equipment, test equipment, payload
adapter/interface hardware, replacement parts for the preceding
items, and non-embedded, solid propellant orbit transfer orbit
transfer engines (``kick motors'') are subject to Commerce licensing
jurisdiction (and not controlled on the USML) when they are to be
utilized for the specific commercial communications satellite
launch, provided the solid propellant ``kick motor'' being utilized
is not specifically designed or modified for military use or capable
of being restarted after achievement of mission orbit (such orbit
transfer engines are always controlled on USML). Technical data (as
defined in 120.10 of the International Traffic in Arms Regulations
(ITAR)) and defense services (as defined in 120.9 of the ITAR)
related to the systems, components, or parts on the USML are always
controlled under the USML, even when the satellite itself is
licensed by the Department of Commerce. (4) Military communications
satellites or multi-mission satellites, including commercial
communications satellites having additional non-communication
mission(s) or payload(s) are under the jurisdiction of the
Department of State. (5) Other ``spacecraft'' not subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls under 22 CFR part 121. This entry includes
the international space station being developed, launched and
operated under the supervision of the U.S. National Aeronautics and
Space Administration. Exporters requesting a license from the
Department of Commerce for spacecraft other than the international
space station or a commercial communications satellite specified in
9A004 must provide a statement from the Department of State, Office
of Defense Trade Controls, verifying that the item intended for
export is under the licensing jurisdiction of the Department of
Commerce. (6) All other spacecraft, including all other satellites
not controlled under 9A004 and components, parts, accessories,
attachments, associated equipment, and ground support equipment
therefor are subject to the export licensing authority of the
Department of State. (7) Items on the USML that are included in a
commercial communications satellite to be exported under a Commerce
license must be specifically listed on the Commerce license
application. Such items when not included in a specific commercial
communications satellite are under the jurisdiction of the
Department of State. (8) Technical data provided to the launch
provider (form, fit, function, mass, electrical, mechanical,
dynamic/environmental, telemetry, safety, facility, launch pad
access, and launch parameters) for commercial communications
satellites that describe the interfaces for mating of the satellite
to the launch vehicle and parameters for launch (e.g. orbit, timing)
of the satellite, are under Commerce jurisdiction. Other technical
data and all defense services and technical assistance for satellite
and/or launch vehicles, including compatibility, integration, or
processing data are controlled and subject to licensing by the
Department of State, in accordance with 22 CFR parts 120 through
130. Approval for such technical assistance will require a Technical
Assistance Agreement (TAA) and may require U.S. Government
oversight. (9) Once a satellite is launched, items remaining
unlaunched are required to be returned immediately to
[[Page 2547]]
the United States. If the satellite launch is canceled or unduly
delayed, the satellite and all support equipment must be returned
immediately to the United States. (10) Detailed design, development,
production, or manufacturing data for all spacecraft, including
satellites, regardless of which agency has jurisdiction over the
export, and all systems components, parts, accessories, attachments,
and associated equipment (including ground support equipment)
specifically designed or modified for articles on the USML
(including software source code and operating algorithms) are
subject to licensing by the Department of State. This does not
include that level of technical data (including marketing data)
necessary and reasonable for a purchaser to have assurance that a
U.S.-built item intended to operate in space has been designed,
manufactured and tested in conformance with specified contract
requirements (e.g., operational performance, reliability, lifetime,
product quality, or delivery expectations) as well as data necessary
for normal in-orbit satellite operations, to evaluate in-orbit
anomalies, and to operate and maintain associated ground station
equipment (except encryption hardware). (11) For the control status
of products contained in ``spacecraft'' payloads, see the
appropriate categories
Related Definitions: Transferring registration or operational
control to any foreign person of any commercial communications
satellite controlled by this entry must be authorized on a license
issued by the Bureau of Export Administration. This requirement
applies whether the commercial communications satellite is
physically located in the United States or abroad
Items: The list of items controlled is contained in the ECCN heading
9A005 Liquid rocket propulsion systems containing any of the
systems or components controlled by 9A006. (These items are subject
to the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls. See 22 CFR part 121.)
9A006 Systems and components specially designed for liquid rocket
propulsion systems. (These items are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. See 22 CFR part 121.)
9A007 Solid rocket propulsion systems. (These items are subject to
the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls. See 22 CFR part 121.)
9A008 Components specially designed for solid rocket propulsion
systems. (These items are subject to the export licensing authority
of the U.S. Department of State, Office of Defense Trade Controls.
See 22 CFR part 121.)
9A009 Hybrid rocket propulsion systems. (These items are subject to
the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls. See 22 CFR part 121.)
9A010 Specially designed components, systems and structures for
launch vehicles, launch vehicle propulsion systems or
``spacecraft''. (These items are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. See 22 CFR part 121.)
9A011 Ramjet, scramjet or combined cycle engines and specially
designed components therefor. (These items are subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls. See 22 CFR part 121.)
9A018 Equipment on the International Munitions List.
License Requirements
Reason for Control: NS, RS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
RS applies to 9A018.a and b............ RS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: (a) Parachute systems designed for use in dropping
military equipment, braking military aircraft, slowing spacecraft
descent, or retarding weapons delivery; AND (b) Instrument flight
trainers for combat simulation are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. (See 22 CFR part 121, Category VIII.)
Related Definition: This entry controls parachute systems designed
for use in dropping personnel only.
Items: a. Military trainer aircraft bearing ``T'' designations:
a.1. Using reciprocating engines; or
a.2. Turbo prop engines with less than 600 horse power (h.p.);
a.3. T-37 model jet trainer aircraft; and
a.4. Specially designed component parts.
b. Vehicles specially designed or modified for military
purposes. (See Sec. 770, Interpretation 8)
c. Pressure refuelers, pressure refueling equipment, and
equipment specially designed to facilitate operations in confined
areas; and ground equipment, n.e.s, developed specially for military
aircraft and helicopters, and specially designed parts and
accessories, n.e.s.;
d. Pressurized breathing equipment specially designed for use in
military aircraft and helicopters;
e. Military parachutes and complete canopies, harnesses, and
platforms and electronic release mechanisms therefor, except such
types as are in normal sporting use;
f. Military instrument flight trainers, except for combat
simulation; and components, parts, attachments and accessories
specially designed for such equipment.
9A018 Equipment on the International Munitions List.
License Requirements
Reason for Control: NS, RS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
RS applies to 9A018. a and b........... RS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $1500
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: (1) This entry controls parachute systems designed
for use in dropping personnel only. (2) Parachute systems designed
for use in dropping military equipment, braking military aircraft,
slowing spacecraft descent, or retarding weapons delivery; AND
Instrument flight trainers for combat simulation are subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls. (See 22 CFR part 121.)
Related Definitions: N/A
Items: a. Military trainer aircraft bearing ``T'' designations:
a.1. Using reciprocating engines; or
a.2. Turbo prop engines with less than 600 horse power (h.p.);
a.3. T-37 model jet trainer aircraft; and
a.4. Specially designed component parts.
b. Ground vehicles and components therefor, specially designed
or modified for military purposes. (See part 770 of the EAR,
Interpretation 8)
c. Pressurized breathing equipment specially designed for use in
military aircraft and helicopters;
d. Military parachutes;
e. Military instrument flight trainers, except for combat
simulation; and components, parts, attachments and accessories
specially designed for such equipment.
9A101 Lightweight turbojet and turbofan engines (including
turbocompound engines) usable in ``missiles'', other than those
controlled by 9A001, as follows (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT
[[Page 2548]]
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: (1) Items controlled in 9A101.b are subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls (see 22 CFR part 121). (2) Engines
designed or modified for missiles (except engines for non-military
unmanned air vehicles [UAVs] or remotely piloted vehicles [RPVs]),
regardless of thrust or specific fuel consumption, are subject to
the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls. (See 22 CFR part 121.)
Related Definitions: N/A
Items: a. Engines having both of the following characteristics:
a.1. Maximum thrust value greater than 1000 N (achieved un-
installed) excluding civil certified engines with a maximum thrust
value greater than 8,890 N (achieved un-installed), and
a.2. Specific fuel consumption of 0.13 kg/N/hr or less (at sea
level static and standard conditions); or
b. Engines designed or modified for use in ``missiles''.
9A104 Sounding rockets, capable of a range of at least 300 km.
(These items are subject to the export licensing authority of the
U.S. Department of State, Office of Defense Trade Controls. See 22
CFR part 121.)
9A105 Liquid propellant rocket engines. (These items are subject to
the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls. See 22 CFR part 121.)
9A106 Liquid rocket propulsion systems or components, other than
those controlled by 9A006, usable in rockets with a range capability
of 30 Km or greater, as follows (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment and components in number; parts and accessories in $
value
Related Controls: Items described in 9A106.a, .b, and .c are subject
to the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls (See 22 CFR part 121)
Related Definitions: N/A
Items: a. Ablative liners for thrust or combustion chambers;
b. Rocket nozzles;
c. Thrust vector control sub-systems;
Technical Note: Examples of methods of achieving thrust vector
control controlled by 9A106.c includes:
1. Flexible nozzle;
2. Fluid or secondary gas injection;
3. Movable engine or nozzle;
4. Deflection of exhaust gas steam (jet vanes or probes); or
5. Thrust tabs.
d. Liquid and slurry propellant (including oxidizers) control
systems, and specially designed components therefor, designed or
modified to operate in vibration environments of more than 10 g rms
between 20 Hz and 2000 Hz.
Note: The only servo valves and pumps controlled by 9A106.d, are
the following:
a. Servo valves designed for flow rates of 24 liters per minute
or greater, at an absolute pressure of 7 Mpa or greater, that have
an actuator response time of less than 100 ms;
b. Pumps, for liquid propellants, with shaft speeds equal to or
greater than 8,000 rpm or with discharge pressures equal to or
greater than 7 Mpa.
9A107 Solid propellant rocket engines, usable in rockets with a
range capability of 300 Km or greater, other than those controlled
by 9A007, having total impulse capacity of 0.841 Mns or greater.
(These items are subject to the export licensing authority of the
U.S. Department of State, Office of Defense Trade Controls. See 22
CFR part 121.)
9A108 Solid rocket propulsion components, other than those
controlled by 9A008, usable in rockets with a range capability of
300 Km or greater. (These items are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. See 22 CFR part 121.)
9A109 Hybrid rocket motors, usable in rockets with a range
capability of 300 Km or greater, other than those controlled by
9A009, and specially designed components therefor. (These items are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. See 22 CFR part 121.)
9A110 Composite structures, laminates and manufactures thereof,
other than those controlled by entry 9A010, specially designed for
use in ``missiles'' or the subsystems controlled by entries 9A005,
9A007, 9A105.a, 9A106 to 9A108, 9A116 or 9A119, and resin
impregnated fiber prepregs and metal coated fiber preforms therefor,
made either with organic matrix or metal matrix utilizing fibrous or
filamentary reinforcements having a specific tensile strength
greater than 7.62 x 10\4\ m and a specific modulus greater than
3.18 x 10\6\ m.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Kilograms
Related Controls: (1) See also 1A002, 1C010, and 1C210. (2) The only
resin impregnated fiber prepregs controlled by entry 9A110 are those
using resins with a glass transition temperature (T<INF>g</INF>),
after cure, exceeding 418 K (145 deg. C) as determined by ASTM D4065
or equivalents. (3) ``Composite structures, laminates, and
manufactures thereof, specially designed for use in missile systems
are under the licensing authority of the Office of Defense Trade
Controls, U.S. Department of State, except those specially designed
for non-military unmanned air vehicles controlled in 9A120
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9A111 Pulse jet engines, usable in ``missiles'', and specially
designed components therefor. (These items are subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls. See 22 CFR part 121.)
9A115 Launch support equipment, designed or modified for
``missiles''. (These items are subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. See 22 CFR part 121.)
9A116 Reentry vehicles, usable in ``missiles'', and equipment
designed or modified therefor. (These items are subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls. See 22 CFR part 121.)
9A117 Staging mechanisms, separation mechanisms, and interstages,
usable in ``missiles''. (These items are subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls. See 22 CFR part 121.)
9A118 Devices to regulate combustion usable in engines which are
usable in rockets with a range capability greater than 300 Km or
[[Page 2549]]
greater, controlled by 9A011 or 9A111. (These items are subject to
the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls. See 22 CFR part 121.)
9A119 Individual rocket stages, usable in rockets with a range
capability greater than 300 Km or greater, other than those
controlled by 9A005, 9A007, 9A009, 9A105, 9A107 and 9A109. (These
items are subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls. See 22 CFR
part 121.)
9A120 Non-military unmanned air vehicle systems (UAVs) and remotely
piloted vehicles (RPVs) that are capable of a maximum range of at
least 300 kilometers (km), regardless of payload.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9A980 Nonmilitary mobile crime science laboratories; and parts and
accessories, n.e.s.
License Requirements
Reason for Control: CC
Control(s) Country Chart
CC applies to entire entry............. CC Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9A990 Diesel engines, n.e.s., and tractors and specially designed
parts therefor, n.e.s.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry except AT Column 1
9A990.a.
AT applies to 9A990.a only............. AT Column 2
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. Diesel engines, n.e.s., for trucks, tractors, and
automotive applications of continuous brake horsepower of 400 BHP
(298 kW) or greater (performance based on SAE J1349 standard
conditions of 100 Kpa and 25 deg.)
b. Off highway wheel tractors of carriage capacity 9 mt (20,000
lbs) or more; and parts and accessories, n.e.s.
c. On-Highway tractors, with single or tandem rear axles rated
for 9 mt per axel (20,000 lbs.) or greater and specially designed
parts.
9A991 ``Aircraft'', n.e.s., and gas turbine engines not controlled by
9A001 or 9A101 and parts and components, n.e.s.
License Requirements
Reason for Control: AT, UN
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
UN applies to 9A991.a.................. Rwanda
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: a. Military aircraft, demilitarized (not specifically
equipped or modified for military operation), as follows:
a.1. Cargo, ``C-45 through C-118'' inclusive, and ``C-121,''
a.2. Trainers, bearing a ``T'' designation and using piston
engines,
a.3. Utility, bearing a ``U'' designation and using piston
engines,
a.4. Liaison, bearing an ``L'' designation, and
a.5. Observation, bearing an ``O'' designation and using piston
engines;
b. Civil aircraft; and
Note: Specify make and model of aircraft and type of avionic
equipment on aircraft.
c. Aero gas turbine engines, and specially designed parts
therefor.
Note: 9A991.c does not control aero gas turbine engines that are
destined for use in civil ``aircraft'' and that have been in use in
bona fide civil ``aircraft'' for more than eight years.
d. Aircraft parts and components, n.e.s.
e. Pressurized aircraft breathing equipment, n.e.s.; and
specially designed parts therefor, n.e.s.
9A992 Complete canopies, harnesses, and platforms and electronic
release mechanisms therefor, except such types as are in normal
sporting use.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The List of Items Controlled is contained in the ECCN heading
B. Test, Inspection and Production Equipment
9B001 Specially designed equipment, tooling and fixtures, as follows
(see List of Items Controlled), for manufacturing or measuring gas
turbine blades, vanes or tip shroud castings.
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
LVS: $5000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: For specially designed production equipment of
systems, sub-systems and components controlled by 9A005 to 9A009,
9A011, 9A101, 9A105 to 9A109, 9A111, and 9A116 to 9A119 usable in
``missiles'' see 9B115. See also 9B991
Related Definitions: N/A
Items: a. Directional solidification or single crystal casting
equipment;
b. Ceramic cores or shells;
c. Ceramic core manufacturing equipment or tools;
d. Ceramic shell wax pattern preparation equipment.
9B002 On-line (real time) control systems, instrumentation (including
sensors) or automated data acquisition and processing equipment,
specially designed for the ``development'' of gas turbine engines,
assemblies or components incorporating ``technologies'' controlled by
9E003.a.
License Requirements
Reason for Control: NS, MT, AT
[[Page 2550]]
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B003 Equipment specially designed for the ``production'' or test of
gas turbine brush seals designed to operate at tip speeds exceeding 335
m/s, and temperatures in excess of 773 K (500 deg.C), and specially
designed components or accessories therefor.
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: See also 9B115
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B004 Tools, dies or fixtures for the solid state joining of
``superalloy'', titanium or intermetallic airfoil-to-disk combinations
described in 9E003.a.3 or 9E003.a.6 for gas turbines.
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies only to equipment for MT Column 1
engines that meet the characteristics
described in 9A001.
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000, except N/A for MT
GBS: Yes, except N/A for MT
CIV: Yes, except N/A for MT
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B005 On-line (real time) control systems, instrumentation (including
sensors) or automated data acquisition and processing equipment,
specially designed for use with any of the following wind tunnels or
devices (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 9B105
Related Definitions: N/A
Items: a. Wind tunnels designed for speeds of Mach 1.2 or more,
except those specially designed for educational purposes and having
a test section size (measured laterally) of less than 250 mm;
Technical Note: Test section size in 9B005.a means the diameter
of the circle, or the side of the square, or the longest side of the
rectangle, at the largest test section location.
b. Devices for simulating flow-environments at speeds exceeding
Mach 5, including hot-shot tunnels, plasma arc tunnels, shock tubes,
shock tunnels, gas tunnels and light gas guns; or
c. Wind tunnels or devices, other than two-dimensional sections,
capable of simulating Reynolds number flows exceeding
25 x 10<SUP>6</SUP>.
9B006 Acoustic vibration test equipment capable of producing sound
pressure levels of 160 Db or more (referenced to 20 uPa) with a rated
output of 4 kW or more at a test cell temperature exceeding 1,273 K
(1,000 deg.C), and specially designed quartz heaters therefor.
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $3000
GBS: Yes
CIV: Yes
List of Items Controlled
Unit: Number
Related Controls: See also 9B106. Note that some items in 9B006 may
also be controlled under 9B106
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B007 Equipment specially designed for inspecting the integrity of
rocket motors using non-destructive test (NDT) techniques other than
planar X-ray or basic physical or chemical analysis.
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GSB N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B008 Transducers specially designed for the direct measurement of the
wall skin friction of the test flow with a stagnation temperature
exceeding 833 K (560 deg.C).
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GSB N/A
CIV: N/A
List of Items Controlled
Unit: Number
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B009 Tooling specially designed for producing turbine engine powder
metallurgy rotor components capable of operating at stress levels of
60% of ultimate tensile strength (UTS) or more and metal temperatures
of 873 K (600 deg.C) or more.
License Requirements
Reason for Control: NS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: $5000
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: Equipment in number; parts and accessories in $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
[[Page 2551]]
9B105 Wind tunnels for speeds of Mach 0.9 or more, usable for
``missiles'' and their subsystems.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 9B005
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B106 Environmental chambers and anechoic chambers, as follows (see
List of Items Controlled).
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. Environmental chambers capable of simulating the following
flight conditions:
a.1. Altitudes of 15,000 m or greater; or
a.2. Temperature of at least 223 K (-50 deg. C) to 398 K (+
125 deg. C) and vibration environments of 10 g rms or greater
between 20 Hz and 2,000 Hz and imparting forces of 5 Kn or greater.
b. Anechoic chambers capable of simulating the following flight
conditions:
b.1. Altitudes of 15,000 m or greater; or
b.2. Temperature of at least 223 K (50 deg. C) to 398 K (+
125 deg. C) and acoustic environments at an overall sound pressure
level of 140 Db or greater (referenced to 20 microPa) or with a
rated power output of 4 kW or greater.
9B115 Specially designed ``production equipment'' for the systems,
sub-systems and components controlled by 9A005 to 9A009, 9A011,
9A101, 9A105 to 9A109, 9A111, 9A116 to 9A119. (These items are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. See 22 CFR part 121.)
9B116 Specially designed ``production facilities'' for the systems,
sub-systems, and components controlled by 9A004 to 9A009, 9A011,
9A101, 9A104 to 9A109, 9A111, 9A116 to 9A119. (These items are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. See 22 CFR part 121.)
9B117 Test benches and test stands for solid or liquid propellant
rockets or rocket motors, having either of the following
characteristics (see List of Items Controlled).
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: See also 9B990
Related Definitions: N/A
Items: a. The capacity to handle more than 90 Kn of thrust; or
b. Capable of simultaneously measuring the three axial thrust
components.
9B990 Vibration test equipment and specially designed parts and
components, n.e.s.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9B991 Specially designed equipment, tooling or fixtures, not
controlled by 9B001, as described in the List of Items Controlled, for
manufacturing or measuring gas turbine blades, vanes or tip shroud
castings.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
LVS: N/A
GBS: N/A
CIV: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. Automated equipment using non-mechanical methods for
measuring airfoil wall thickness;
b. Tooling, fixtures or measuring equipment for the ``laser'',
water jet or ECM/EDM hole drilling processes controlled by 9E003.c;
c. Ceramic core leaching equipment;
d. Ceramic shell burn out or firing equipment.
C. Materials [Reserved]
D. Software
9D001 ``Software'' required for the ``development'' of equipment or
``technology'' controlled by 9A (except 9A018, 9A990 or 9A991), 9B
(except 9B990 or 9B991) or 9E003.
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to ``software'' for items NS Column 1
controlled by 9A001 to 9A003, 9B001 to
9B009, 9E003.
MT applies to ``software'' for MT Column 1
equipment controlled by 9A001, 9A101,
9A106, 9A110, 9A120, 9B001, 9B002,
9B003, 9B004, 9B005, 9B007, 9B105,
9B106, 9B116, and 9B117 for MT reasons.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1) See also 9D101. (2) ``Software'' ``required''
for the ``development'' of items controlled by 9A004 is subject to
the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls. (See 22 CFR part 121.) (3)
``Software'' ``required'' for the ``development'' of equipment or
``technology'' subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls is also
subject to the same licensing jurisdiction. (See 22 CFR part 121.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9D002 ``Software'' required for the ``production'' of equipment
controlled by 9A (except 9A018, 9A990 or 9A991) or 9B (except 9B990 or
9B991).
License Requirements
Reason for Control: NS, MT, AT
[[Page 2552]]
Control(s) Country Chart
NS applies to ``software'' for NS Column 1
equipment controlled by 9A001 to 9A003
or 9B001 to 9B009.
MT applies to ``software'' for MT Column 1
equipment controlled by 9A001, 9A101,
9A106, 9A110, 9A120, 9B001, 9B002,
9B003, 9B004, 9B005, 9B007 9B105,
9B106, 9B116, and 9B117 for MT reasons.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: (1) ``Software'' ``required'' for the
``production'' of items controlled by 9A004 is subject to the export
licensing authority of the U.S. Department of State, Office of
Defense Trade Controls. (See 22 CFR part 121.) (2) ``Software''
``required'' for the ``production'' of equipment or ``technology''
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls is also subject to the same
licensing jurisdiction. (See 22 CFR part 121.)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9D003 ``Software'' required for the ``use'' of full authority digital
electronic engine controls (FADEC) for propulsion systems controlled by
9A (except 9A018, 9A990 or 9A991) or equipment controlled by 9B (except
9B990 or 9B991), as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to ``software'' for ``use'' NS Column 1
of FADEC for equipment controlled by
9A001 to 9A003.
MT applies to ``software'' required for MT Column 1
the ``use'' of FADEC for gas turbine
engines controlled by 9A101, 9A106, or
9A110.
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: Yes, except N/A for MT
TSR: Yes, except N/A for MT
List of Items Controlled
Unit: $ value
Related Controls: (1) See also 9D103. (2) ``Software'' ``required''
for the ``use'' of items controlled by 9A004 is subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls. (See 22 CFR part 121.) (3) ``Software''
``required'' for the ``use'' of equipment or ``technology'' subject
to the export licensing authority of the U.S. Department of State,
Office of Defense Trade Controls is also subject to the same
licensing jurisdiction. (See 22 CFR part 121.)
Related Definitions: N/A
Items: a. ``Software'' in digital electronic controls for propulsion
systems, aerospace test facilities or air breathing aero-engine test
facilities;
b. Fault-tolerant ``software'' used in ``FADEC'' systems for
propulsion systems and associated test facilities.
9D004 Other ``software'', as follows (see List of Items Controlled).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: a. 2D or 3D viscous ``software'' validated with wind tunnel
or flight test data required for detailed engine flow modelling;
b. ``Software'' for testing aero gas turbine engines, assemblies
or components, specially designed to collect, reduce and analyze
data in real time, and capable of feedback control, including the
dynamic adjustment of test articles or test conditions, as the test
is in progress;
c. ``Software'' specially designed to control directional
solidification or single crystal casting;
d. ``Software'' in ``source code'', ``object code'' or machine
code required for the ``use'' of active compensating systems for
rotor blade tip clearance control.
Note: 9D004.d does not control ``software'' embedded in
uncontrolled equipment or required for maintenance activities
associated with the calibration or repair or updates to the active
compensating clearance control system.
9D018 ``Software'' for the ``use'' of equipment controlled by 9A018.
License Requirements
Reason for Control: NS, RS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
RS applies to 9A018.a and .b........... RS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: Yes for Australia, Japan, New Zealand, and NATO only
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9D101 ``Software'' specially designed for the ``use'' of goods
controlled by 9B105, 9B106, 9B116 or 9B117.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9D102 ``Software'' specially designed for the ``use'' of items
controlled by 9A101, 9A106, 9A110, and 9A120.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: ``Software'' for items controlled by 9A115 are
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls (see 22 CFR part 121)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9D103 ``Software'' specially designed for modelling, simulation or
design integration of ``missiles'', or the subsystems controlled by
9A005, 9A007, 9A105.a, 9A106, 9A108, 9A116 or 9A119. (This entry is
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. See 22 CFR part 121.)
9D990 ``Software'', n.e.s., for the ``development'' or ``production''
of equipment controlled by 9A990 or 9B990.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to ``software'' for AT Column 1
equipment under 9A990 except 9A990.a.
[[Page 2553]]
AT applies to ``software'' for AT Column 2
equipment under 9A990.a only.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9D991 ``Software'', for the ``development'' or ``production'' of
equipment controlled by 9A991 or 9B991.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
E. Technology
Note: ``Development'' or ``production'' ``technology''
controlled by 9E001 to 9E003 for gas turbine engines remains
controlled when used as ``use'' ``technology'' for repair, rebuild
and overhaul. Excluded from control are: technical data, drawings or
documentation for maintenance activities directly associated with
calibration, removal or replacement of damaged or unserviceable line
replaceable units, including replacement of whole engines or engine
modules.
9E001 ``Technology'' according to the General Technology Note for the
``development'' of equipment or ``software'' controlled by 9A001.c,
9A004 to 9A011, 9B (except 9B990 or 9B991), or 9D (except 9D990 or
9D991).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to ``technology'' for items NS Column 1
controlled by 9A001.c, 9B001 to 9B009,
9D001 to 9D004.
MT applies to ``technology'' for items MT Column 1
controlled by 9B001, 9B002, 9B003,
9B004 9B005, 9B007, 9B105, 9B106,
9B116, 9B117, 9D001, 9D002, 9D003, and
9D004 for MT reasons.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) See also 9E101 and 1E002.f (for controls on
``technology'' for the repair of controlled structures, laminates or
materials). (2) The ``technology'' required for the ``development''
of equipment controlled by 9A004 is subject to the export licensing
authority of the U.S. Department of State, Office of Defense Trade
Controls. (See 22 CFR part 121.) (3) ``Technology'', required for
the ``development'' of equipment or ``software'' subject to the
export licensing authority of the U.S. Department of State, Office
of Defense Trade Controls, is also subject to the same licensing
jurisdiction. (See 22 CFR part 121)
Related Definitions: ``Development'' or ``production''
``technology'' controlled by 9E for gas turbine engines remains
controlled when used as ``use'' ``technology'' for repair, rebuild
and overhaul. Excluded from control are: technology, drawings or
documentation for maintenance activities directly associated with
calibration, removal or replacement of damaged or unserviceable line
replaceable units, including replacement of whole engines or engine
modules
Items: The list of items controlled is contained in the ECCN heading
9E002 ``Technology'' according to the General Technology Note for the
``production'' of equipment controlled by 9A001.c, 9A004 to 9A011 or 9B
(except 9B990 or 9B991).
License Requirements
Reason for Control: NS, MT, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
MT applies to ``technology'' for MT Column 1
equipment controlled by 9B001, 9B002,
9B003, 9B004, 9B005, 9B007, 9B105,
9B106, 9B116, and 9B117 for MT reasons.
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) See also 9E102. (2) The ``technology''
required for the ``development'' of equipment controlled by 9A004 is
subject to the export licensing authority of the U.S. Department of
State, Office of Defense Trade Controls. (See 22 CFR part 121.) (3)
``Technology'', required for the ``development'' of equipment or
``software'' subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls, is also
subject to the same licensing jurisdiction. (See 22 CFR part 121)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9E003 Other ``technology'', as follows (see List of Items
Controlled).
License Requirements
Reason for Control: NS, SI, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
SI applies to 9E003.a.1 through a.12 and f. See Sec. 742.14 of the EAR
for additional information..
AT applies to entire entry............. AT Column 1
License Requirement Notes: See Sec. 743.1 of the EAR for
reporting requirements for exports under License Exceptions
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) Hot section ``technology'' specifically
designed, modified, or equipped for military uses or purposes, or
developed principally with U.S. Department of Defense funding, is
subject to the licensing authority of the U.S. Department of State.
(2) ``Technology'' is subject to the EAR when actually applied to a
commercial aircraft engine program. Exporters may seek to establish
commercial application either on a case-by-case basis through
submission of documentation demonstrating application to a
commercial program in requesting an export license from the
Department Commerce in respect to a specific export, or in the case
of use for broad categories of aircraft, engines, or components, a
commodity jurisdiction determination from the Department of State.
Related Definitions: N/A
Items: a. ``Technology'' ``required'' for the ``development'',
``production'', or overhaul of the following commercial aircraft
engines, components or systems:
a.1. Gas turbine blades, vanes or tip shrouds made from
directionally solidified (DS) or single crystal (SC) alloys having
(in the 001 Miller Index Direction) a stress-rupture life exceeding
400 hours at 1,273 K (1,000 deg. C) at a stress of 200 MPa, based on
the average property values;
a.2. Multiple domed combustors operating at average burner
outlet temperatures exceeding 1,643 K (1,370 deg. C) or combustors
incorporating thermally decoupled combustion liners, non-metallic
liners or non-metallic shells;
a.3. Components manufactured from organic ``composite''
materials designed to operate above 588 K (315 deg. C), or from
metal ``matrix'' ``composite'', ceramic ``matrix'', intermetallic or
intermetallic reinforced materials controlled by 1A002 or 1C007;
a.4. Uncooled turbine blades, vanes, tip-shrouds or other
components designed to
[[Page 2554]]
operate at gas path temperatures of 1,323 K (1,050 deg. C) or more;
a.5. Cooled turbine blades, vanes or tip-shrouds, other than
those described in 9E003.a.1, exposed to gas path temperatures of
1,643 K (1,370 deg.C) or more;
a.6. Airfoil-to-disk blade combinations using solid state
joining;
a.7. Gas turbine engine components using ``diffusion bonding''
``technology'' controlled by 2E003.b;
a.8. Damage tolerant gas turbine engine rotating components
using powder metallurgy materials controlled by 1C002.b;
a.9. Full authority digital electronic engine control (FADEC)
for gas turbine and combined cycle engines and their related
diagnostic components, sensors and specially designed components;
a.10. Adjustable flow path geometry and associated control
systems for:
a.10.a. Gas generator turbines;
a.10.b. Fan or power turbines;
a.10.c. Propelling nozzles;
Notes: 1. Adjustable flow path geometry and associated control
systems do not include inlet guide vanes, variable pitch fans,
variable stators or bleed valves for compressors.
2. 9E003.a.10 does not control ``development'' or ``production''
``technology'' for adjustable flow path geometry for reverse thrust.
a.11. Rotor blade tip clearance control systems employing active
compensating casing ``technology'' limited to a design and
development data base; or
a.12 Gas bearing for gas turbine engine rotor assemblies;
a.13. Wide chord hollow fan blades without part-span support;
b. ``Technology'' ``required'' for the ``development'' or
``production'' of any of the following:
b.1. Wind tunnel aero-models equipped with non-intrusive sensors
capable of transmitting data from the sensors to the data
acquisition system; or
b.2. ``Composite'' propeller blades or propfans capable of
absorbing more than 2,000 kW at flight speeds exceeding Mach 0.55;
c. ``Technology'' ``required'' for the ``development'' or
``production'' of gas turbine engine components using ``laser'',
water jet, ECM or EDM hole drilling processes to produce holes
having any of the following sets of characteristics:
c.1. All of the following:
c.1.a. Depths more than four times their diameter;
c.1.b. Diameters less than 0.76 mm; and
c.1.c. Incidence angles equal to or less than 25 deg.; or
c.2. All of the following:
c.2.a. Depths more than five times their diameter;
c.2.b. Diameters less than 0.4 mm; and
c.2.c. Incidence angles of more than 25 deg.;
Technical Note: For the purposes of 9E003.c, incidence angle is
measured from a plane tangential to the airfoil surface at the point
where the hole axis enters the airfoil surface.
d. ``Technology'' ``required'' for the ``development'' or
``production'' of helicopter power transfer systems or tilt rotor or
tilt wing ``aircraft'' power transfer systems:
d.1. Capable of loss-of-lubrication operation for 30 minutes or
more; or
d.2. Having an input power-to-weight ratio equal to or more than
8.87 kW/kg;
e.1. ``Technology'' for the ``development'' or ``production'' of
reciprocating diesel engine ground vehicle propulsion systems having
all of the following:
e.1.a. A box volume of 1.2 m\3\ or less;
e.1.b. An overall power output of more than 750 kW based on 80/
1269/EEC, ISO 2534 or national equivalents; and
e.1.c. A power density of more than 700 kW/m\3\ of box volume;
Technical Note: Box volume: the product of three perpendicular
dimensions measured in the following way:
Length: The length of the crankshaft from front flange to
flywheel face;
Width: The widest of the following:
a. The outside dimension from valve cover to valve cover;
b. The dimensions of the outside edges of the cylinder heads; or
c. The diameter of the flywheel housing;
Height: The largest of the following:
a. The dimension of the crankshaft center-line to the top plane
of the valve cover (or cylinder head) plus twice the stroke; or
b. The diameter of the flywheel housing.
e.2. ``Technology'' ``required'' for the ``production'' of
specially designed components, as follows, for high output diesel
engines:
e.2.a. ``Technology'' ``required'' for the ``production'' of
engine systems having all of the following components employing
ceramics materials controlled by 1C007:
e.2.a.1. Cylinder liners;
e.2.a.2. Pistons;
e.2.a.3. Cylinder heads; and
e.2.a.4. One or more other components (including exhaust ports,
turbochargers, valve guides, valve assemblies or insulated fuel
injectors);
e.2.b. ``Technology'' ``required'' for the ``production'' of
turbocharger systems, with single-stage compressors having all of
the following:
e.2.b.1. Operating at pressure ratios of 4:1 or higher;
e.2.b.2. A mass flow in the range from 30 to 130 kg per minute;
and
e.2.b.3. Variable flow area capability within the compressor or
turbine sections;
e.2.c. ``Technology'' ``required'' for the ``production'' of
fuel injection systems with a specially designed multifuel (e.g.,
diesel or jet fuel) capability covering a viscosity range from
diesel fuel (2.5 cSt at 310.8 K (37.8 deg.C)) down to gasoline fuel
(0.5 cSt at 310.8 K (37.8 deg.C)), having both of the following:
e.2.c.1. Injection amount in excess of 230 mm<SUP>3</SUP> per
injection per cylinder; and
e.2.c.2. Specially designed electronic control features for
switching governor characteristics automatically depending on fuel
property to provide the same torque characteristics by using the
appropriate sensors;
e.3. ``Technology'' ``required'' for the ``development'' or
``production'' of high output diesel engines for solid, gas phase or
liquid film (or combinations thereof) cylinder wall lubrication,
permitting operation to temperatures exceeding 723 K (450 deg.C),
measured on the cylinder wall at the top limit of travel of the top
ring of the piston.
f. ``Technology'' not otherwise controlled in 9E003.a.1 through
a.12 and currently used in the ``development'', ``production'', or
overhaul of hot section parts and components of civil derivatives of
military engines controlled on the U.S. Munitions List.
9E018 ``Technology'' for the ``development'', ``production'', or
``use'' of equipment controlled by 9A018.
License Requirements
Reason for Control: NS, RS, AT
Control(s) Country Chart
NS applies to entire entry............. NS Column 1
RS applies to 9A018.a and .b........... RS Column 2
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: Yes for Australia, Japan, New Zealand, and NATO only
List of Items Controlled
Unit: N/A
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9E101 ``Technology'' according to the General Technology Note for the
``development'' or ``production'' of goods controlled by 9A101, 9A104
to 9A111 or 9A115 to 9A120.
License Requirements
Reason for Control: MT, AT
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: ``Technology'' controlled by 9E101 for items in
9A101.b, 9A104, 9A105, to 9A109, 9A110 that are specially designed
for use in missile systems and subsystems, 9A111, 9A115, and 9A116
to 9A120 are subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls (see 22 CFR
part 121)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9E102 ``Technology'' according to the General Technology Note for the
``use'' of goods controlled by 9A004 to 9A011, 9A101, 9A104 to 9A111,
9A115 to 9A120, 9B105, 9B106, 9B115, 9B116, 9B117, 9D101 or 9D103.
License Requirements
Reason for Control: MT, AT
[[Page 2555]]
Control(s) Country Chart
MT applies to entire entry............. MT Column 1
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: N/A
Related Controls: (1) For the purpose of this entry, ``use''
``technology'' is limited to items controlled for MT reasons. (2)
``Technology'' controlled by 9E102 for items subject to the export
licensing jurisdiction of the Department of State in 9A004 to 9A011,
9A101.b, 9A104 to 9A109, 9A110 that are specially designed for use
in missile systems and subsystems, 9A111, 9A115, 9A116 to 9A120, and
9D103 are subject to the export licensing authority of the U.S.
Department of State, Office of Defense Trade Controls (see 22 CFR
part 121)
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9E990 ``Technology'', n.e.s., for the ``development'' or
``production'' or ``use'' of equipment controlled by 9A990 or 9B990.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to ``technology'' for AT Column 1
equipment under 9A990 and 9B990 except
9A990.a.
AT applies to ``technology'' for AT Column 2
equipment under 9A990.a only.
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
9E991 ``Technology'', for the ``development'', ``production'' or
``use'' of equipment controlled by 9A991 or 9B991.
License Requirements
Reason for Control: AT
Control(s) Country Chart
AT applies to entire entry............. AT Column 1
License Exceptions
CIV: N/A
TSR: N/A
List of Items Controlled
Unit: $ value
Related Controls: N/A
Related Definitions: N/A
Items: The list of items controlled is contained in the ECCN heading
EAR99 Items subject to the EAR that are not elsewhere specified in
this CCL Category or in any other category in the CCL are designated by
the number EAR99.
Dated: December 23, 1997.
R. Roger Majak,
Assistant Secretary for Export Administration.
[FR Doc. 98-1 Filed 1-14-98; 8:45 am]
BILLING CODE 3510-33-P
[End Interim Rule]